Tag: financial_markets_conduct_act_2013
-
FMA Warns Finbase for Disclosure and Fair Dealing Breaches
The Financial Markets Authority (FMA) has issued a warning to HP Capital Limited, trading as Finbase, for serious breaches of the Financial Markets Conduct Act 2013 (FMC Act) and Financial Markets Conduct Regulations 2014 (FMC Regulations). The warning concerns Finbase’s…
BusinessPolitics and GovernmentLegalFinancial MarketsEconomyBanking FMAFinbaseFinancial Markets AuthorityFinancial Markets Conduct Act 2013Financial Markets Conduct Regulations 2014Single InvestmentHP Capital LimitedNZ Financial Markets Authority
-
Pharmazen Faces Infringement Notice for Late Financial Filing
The Financial Markets Authority (FMA) has issued an infringement notice to Pharmazen Limited for failing to file its financial statements on time. The audited financial statements for the year ended December 31, 2024, were due by April 30, 2025, under…
BusinessLegalFinancial Markets Financial Markets AuthorityPharmazen LimitedFinancial Markets Conduct Act 2013financial statementsJohn Hornerinfringement noticeAuditingNZ Financial Markets Authority